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Financial Advisor Issue Intelligence Center | FPA
Page Content
FPA Statement for July 29, 2014 House Ways and Means Committee
Section 913 Fiduciary Standard of Care
Financial Planning Coalition Submits Comment Letter on SEC RFI on Fiduciary Standard of Care (PDF)
SEC’s Walter Calls For Uniform Standard of Care
White Says SEC is Moving on Fiduciary but Other Rules to Come First
Section 914 User Fee Legislation
Copy of H.R. 1627: The Investment Advisor Improvement Act of 2013 (PDF)
Congress Ignores Ticking Time Bomb of Investment Fraud
NASAA Statement on User Fee Legislation
FPA and Others Oppose SEC Budget Underfunding
DOL Re-proposed Rules on Fiduciary
Financial Organizations Protest Bill on Fiduciary Definition
Why Wall Street, Insurers Don't Want Fiduciary Duty
Financial Consultants Support Fiduciary Standard for Retirement Investors
Read the Capitol Ideas Newsletter here.